Compliance / Regulatory in Compliance / Legal: Compliance / Regulatory careers & recruitment in the finance sector, plus job market news & career trends

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LEGAL COUNSEL - PRIVATE BANKING	Axis Legal N/A	Belgium-Brussels Region	30 Jul 10

Notre cliente est une banque de renommée internationale.

ervaren jurist m/v	XPE Finance & Accounting aantrekkelijk salaris	Belgium-Brussels Region	26 Jul 10

Voor onze klant, zoeken we voor een bedrijfjurist ( m/v) om in Brussel te werken.

Investment Monitoring Officer	BNP Paribas Investment Partners Fonction "cadre"	Belgium-Brussels Region	26 Jul 10

We are looking for a Investment Monitoring Officer

Surveillance Analyst/ Compliance - Information barriers surveillance	Comprehensive Recruiting $ OPEN	USA-NY-New York City	30 Jul 10

Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.

AVP Regulatory Reporting Korea and Australia markets (HK)	ConnectedGroup Limited Competitive to skilled HK market	Hong Kong SAR	30 Jul 10

AVP Regulatory Reporting Korea and Australia markets - Hong Kong base

Chief Compliance Officer ('CCO")	BNY Mellon Asset Management "DOE"	USA-NY-New York City	30 Jul 10

The Chief Compliance Officer manages all aspects of a complex investment advisory compliance program which spa...

Deputy Director of Compliance – Top-tier Hedge Fund	The Compliance Search Group LLC over $150k	USA-NY-New York City	30 Jul 10

Well regarded global macro strategy hedge fund with international offices seeks a senior level Compliance prof...

Attorney Reg. D Experience Needed	Not Disclosed Salary commensurate with ability	USA-NY-New York City	30 Jul 10

Attorney with Security Background and Reg. D Experience Needed For New York Operation

Senior Compliance Manager	Hays City £75,000 - £80,000	UK-London	30 Jul 10

A well-known Trustee and Depositary business is looking for a Senior Compliance Manager to join the team.

Senior Compliance Manager	Hays Financial Markets £95,000	UK-London	30 Jul 10

One of the most innovative Investment Banks in London, the firm provides debt advisory, investment banking, sa...

Graduate/Trainee Scheme IMS	IMS Recruitment £22,000.00	UK-London	30 Jul 10

As part of our ongoing growth plans we are looking to introduce two exceptional individuals onto our two year ...

Front Office Compliance Advisory - Wholesale Banking	Hays Financial Markets £80,000 to £90,000	UK-London	30 Jul 10

A leading wholesale and corporate bank is looking for a Front Office Compliance Advisory responsible for assis...

Divisional Head of Regulatory Risk & Compliance	Hays City £700 - £800 per day	UK-London	30 Jul 10

Leading the regulatory and compliance agenda of a rapidly evolving and multi regulated division of a global gr...

KYC / AML Analyst - Leading Investment Bank	Hays Financial Markets £20-£25 per hour	UK-London	30 Jul 10

KYC / AML Analyst required to insure the accuracy of data. This information is critical in the efforts to comp...

Strategic Senior Compliance	Hays City £100,000 +	UK-London	30 Jul 10

My client is recruiting for a highly energetic performance driven individual with a strong Regulatory Strategy...

Equities Advisory - Cash and Derivatives	Correlate Search Negotiable	UK-London	30 Jul 10

Newly created, multi-location equities trading desk require a technically astute compliance advisory specialis...

Assistant Compliance Officer - Equity Settlement Operations	Société Générale - UK Not Displayed	UK-London	30 Jul 10

The role covers the institutional equity clearing and settlement services through SG London Branch

Chief Compliance Officer	BNY Mellon Asset Management negotiable	USA-PA-Pittsburgh	30 Jul 10

CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money...

Compliance Associate	BNY Mellon Asset Management Market Rate	USA-CA-San Francisco	30 Jul 10

The Compliance Associate is responsible for senior level day-to-day compliance issues within the subsidiary. ...

Assistant Compliance Manager - Anti Money Laundering	Morgan McKinley £25 - £30 per day	UK-London	30 Jul 10

An excellent opportunity has arisen for an experienced Anti Money Laundering Assistant Compliance Manager to j...

Compliance Monitoring Analyst	Morgan McKinley £170 - £190 per day	UK-London	30 Jul 10

This role involves working with the Central Compliance Monitoring and Surveillance Team to assist with the del...

Transaction Manager	Austin Benn c£70k + bonus and benefits	UK-London	30 Jul 10

Leading European Investment Bank has an exciting opportunity to join a newly established Transaction Managemen...

VP Bank Regulatory Compliance Officer	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	30 Jul 10

Supporting the Regulatory Compliance & Supervision of an international investment bank

NYSE Supervisory Analyst	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	30 Jul 10

Senior position supporting the equity research business of a global investment bank.

SENIOR COMPLIANCE MANAGER – MONITORING (M/F)	Robert Half SARL Luxembourg /	Luxembourg	30 Jul 10

Our client is one of the biggest asset managers world wide with a diverse range of in-house funds in all asset...

Associate Director, Compliance	WMRC Excellent remuneration	Singapore	30 Jul 10

Reporting to the Head of Compliance, you will discharge the (Compliance Officer) accountabilities set out in t...

Contracts and Subcontracts Sr Manager - Frederick, MD	Computer Sciences Corporation (CSC) Market	USA-MD-Frederick	30 Jul 10

Essential Job Functions * Oversees the contract life cycle for mid-market and large contracts. Reviews and int...

Project Control Sr Manager	Computer Sciences Corporation (CSC) Market	USA-MD-Bowie	30 Jul 10

The successful candidate will support NASA, NOAA, EPA, DOC, and EEOC customers for the Business Services Divis...

Finance Manager	Computer Sciences Corporation (CSC) Market	USA-TX-Fort Worth	30 Jul 10

Essential Job Functions * Preparation and maintenance to ATG Home Office and CAS segment disclosure statements...

Financial Analyst	Computer Sciences Corporation (CSC) Market	USA-VA-McLean/Arlington	30 Jul 10

The Opportunity: CSC ([1]www.csc.com), one of the world's most innovative and successful IT services firms, is...

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